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Other studies

"1 study - 1 vote"

In the current "1 study - 1 vote" procedure, a single application to the "responsible ethics committee" (application dossier) is sufficient.
All other local ethics committees involved in the research project only receive a standardized notification (see notification dossier).

The practical procedure for submitting applications for multicenter research projects

1. The practical procedure for submitting applications for multicenter research projects

How is the responsible ethics committee determined?
The “responsible ethics committee” is the ethics committee responsible for the head of the clinical trial (overall trial management).

As the overall trial manager, the head of the clinical trial is the central figure in a multicenter trial project. He or she is responsible not only scientifically, but also ethically and legally for the conduct of the trial.
The principal investigator submits the application dossier to the competent ethics committee. The committee reviews the study and issues its vote.
 

2. Obtain ethics votes from other local study centers: Submit notification dossier

a) Once the vote of the responsible ethics committee has been received, the localstudy centers submit their notification dossier to the local ethics committees. The submission is usually made by the local study director.

b) Possible scenarios after submission of the notification dossier:

If the local ethics committee is already able to participate in the “1 study – 1 vote” procedure, it confirms receipt of the notification dossier – the study can begin at this center.
 

If the legal requirements are not yet met at a site, the local ethics committee will ask the study physician concerned to submit the application dossier previously submitted to the responsible ethics committee instead of the notification dossier.

New application

Note on the obligation to obtain approval and notification for the use of radiation

When submitting research projects with study-related use of radiation, please note the decision tree for distinguishing between notification and approval requirements, as well as the further information on the website of the AKEK (Working Group of Medical Ethics Committees).

Source: https://www.akek.de/strahlenschutz/

Author of the decision tree: Dr. rer. nat. Sabine Bein
Head of the Office of the Ethics Committee of the Medical Faculty of the University of Duisburg-Essen
Member of the Board of the Working Group of Medical Ethics Committees in the Federal Republic of Germany e.V.

Subsequent changes ("amendments")

Subsequent amendments to studies with the application reference 19-xxxx and newer are submitted electronically via ethikPool.

Detailed instructions for submitting amendments via ethikPool can be found here.

Please note that regardless of the type of amendment, a "(substantial) amendment" must be created in the ethikPool if the initial application was completed with a vote. There is no other way to submit documents. Examples of processes that must be submitted via the "(substantial) amendment" function:

  • Fulfillment of the conditions/additional provisions for a consultation/vote
  • Significant changes to the content of the study
  • Structural changes (new trial center, new examiner/responsible person, changes to examiners)
  • Information about study termination
  • other changes / amendments
  • Documents for information

Please send subsequent amendments to previous studies with application reference 18-xxx and older by e-mail to: ek-med(at)uni-koeln(dot)de, exclusively as unencrypted and unpacked files (no ZIP file) without password protection.

Note: Please enter the test centers, investigators and persons responsible in the respective research applications. Failure to do so may result in administrative fees.

Conversion of "old studies"

Basis: Resolution “Conversion of old studies” dated June 6, 2025

The principle of “one study – one vote” will also apply to amendments to studies that received their initial vote before June 2024. The change will take effect immediately, where legally possible at the local level.
The commission responsible for advising on the amendment will also check whether the content of the AKEK documents agreed upon for harmonization since June 2024 has been observed and will reprimand any deficiencies.

When should the changeover be carried out and who is responsible for it?

The first substantive amendment automatically triggers the switch to “one study – one vote.”  The switch must be made, but only when a change to a research project is submitted. In particular, the switch must be made when a study center is registered retrospectively!
It must also be made when switching from a single-center to a multicenter study if the procedure was not used for single-center studies.
If no change is made, no change is necessary.
The former initial ethics committee becomes the responsible ethics committee and issues a vote.
This vote is accepted by the local ethics committees in the context of a notification. No special measures are required on the part of the local ethics committees – amendments can be notified according to the “one study – one vote” procedure (if necessary).

What documents must be provided?

Documents that did not exist prior to harmonization may need to be requested. These include:

▪ Structured synopsis (study protocol A only)
▪ List of all study centers in Germany
▪ Declaration of suitability of study centers for new trial centers only

What needs to be checked?
  • Study protocol
    • Does the protocol still meet the current minimum requirements according to checklists A-D?
    • Does any information on the legal basis need to be adjusted?
  • Information documents
    • Do the information documents comply with current requirements (based on the eTIC tool)?
    • Is the information on data protection still up to date?
    • Are all the necessary information documents available (children, adolescents, adults, legal guardians, etc.)?
Special case: multinational studies
  • The role of the responsible commission can only be performed by a German commission formed in accordance with state law.
  • If the overall study management is based abroad, a German overall study management must be designated for the submission.
    • This must be mentioned at least in the structured synopsis.
  • The commission responsible for the overall study management in Germany is the responsible commission within the meaning of the “One study - one vote” procedure.

Declaration of assumption of costs form

Here you will find a form for the declaration of assumption of costs by the Ethics Committee, which must be downloaded, completed and signed accordingly. Please note that a signature of the account holder is mandatory for payments of fees from accounts of the University Hospital of Cologne. Please then attach the completed form in PDF format to the application documents.

Please note that from 01.01.2025, when submitting significant changes ("amendment"), your declaration of assumption of costs must also be submitted if this has not already been submitted with the initial application. This is also required if a fee waiver has been granted.

Ethikkommission